Tuesday, January 12, 2010

Greg Ransom on Kuhn and Membership Selection

Greg Ransom wrote an interesting essay on Kuhn's theory of scientific paradigms, attempting to explain the way paradigms emerge. In it he proposes what he called "membership selection", which he defines as follows:

"membership selection is a selective process which selects over individuals for a property of those individuals which either does or does not contribute to a group property, a property which cannot be exhibited alone by a single individual, but which can only be expressed as a group property. Through this process which selects over individuals and for a property these individuals either do or do not contribute to the group, there will be selection for the group property which selected individuals exhibit."

This is to be distinguished from group selection, where one engages in an action that may harm you, the individual, but benefits the group (which contain some of your genes -- in a Daqwkins "selfish gene" way). In group selection, an individual may give a warning call that protects most members of the group, but may draw attention to the individual giving the call. With membership selection, the individual is not harmed at all with the behavior. Ransom gives the example of musk ox keeping wolves at bay by constantly facing the threat and keeping the calves behind them -- this benefits the individual and, when with other musk ox, results in the famous circling behavior that is even more protective. Another example would be herding/schooling behavior.

While this is an excellent theory of biological evolution, there are, as usual, problems with metaphorically extending it to social behavior. Specifically, Ransom tries to say that new paradigms in science are created through membership selection as he describes it. He does so to try to explain that natural selection is insufficient as an explanation for why a particular paradigm will gain members to the exclusion of others. The problem with his metaphor is that people are capable of changing their minds (even if many do not), while genes change from generation to generation. With the emergence of a new paradigm, people are going to choose to accept it or not, for a variety of reasons. Is there a genetic predisposition for believing in Newtonian gravitation vs. Relativistic gravitation? Hardly. But clearly there is a genetic element to circling behavior in musk ox. This is where the metaphor fails. Where it works, however, is when, if I believe something, I am benefitted if others believe it as well. If we add in an ability to convince ourselves and others, the idea of membership selection works for paradigm acceptance. A new paradigm takes over as more members are added to the group that believe in the new paradigm.

But what makes us believe in the new paradigm? Ransom doesn't address this, but there may in fact be an element of natural selection at this level. Kuhn believes that new paradigms are accepted if they "bear fruit." Well, many theories can and do bear fruit, yet are not accepted as a dominant paradigm -- or such theories may be delayed for a while before being accepted. Perhaps it is those that bear the most fruit most quickly, thus demonstrating a selective advantage to those who accept the paradigm and join in with others in using it as a research model. This would explain the selection of a particular paradigm. As it demonstrates its usefulness, more people are convinced, and membership selection takes over. Perhaps if Ransom had added in the theory of memetics, he would have come to such conclusions himself. Catastrophe theory also provides a mathematical model that demonstrates how one moves from one paradigm to the next. He would have also benefitted from such a model.

Now, this works well for the hard sciences -- physics, chemistry, and even biology to an extent. But it hardly works for the soft sciences and the humanities, which do not demonstrate the dominance of a single paradigm, but rather demonstrate the dominance of several paradigms. Of course, this isn't exactly right, either, as the humanities are still dominated by blank slate theories since discarded by practically everyone else -- though there are different sub-paradigms within that theory that make up the majority of humanities scholarship. Anyone with any kind of foundationalism -- including evolution -- or belief in human universals have no place in most humanities programs. But the problem in the humanities and the soft science is that none of them can "bear fruit" in the same way. With the hard sciences, you have to have hard results. But in something like economics, you don't have to have a result that matches the real world for people to accept it. In fact, you can have the opposite result in the real world, and still have supporters (think of Keynesian economics, which was a demonstrable failure in the 70's, yet is making a comeback). The problem is that economics is not really an experimental science. You can observe what happens, and theorize from that, but you cannot conduct experiments to see if your ideas work. The result is and has been a proliferation of theories and models that may or may not have any relevance to the real world, and which may help or may harm. Scientism and mathematicism in economics has thus been quite harmful, because they give the appearance of hard science and precision where none can ever be achieved. Certainly mathematics forms the foundational paradigm of contemporary economics -- but it has been very much to the detriment of economics, as it gives the appearance of hard knowledge where there is none. This is what happens when something is used incorrectly in a field. There is a place for math in economics, of course, but not to the extent that it has been used, where it masks reality and results in false conclusions.

Of course, what I may simply be saying is that economics is really for a paradigm shift. If revolutionary science is when we get a "crisis due to the emergence of some intractable anomaly," then the current economic crisis shows that economics has certainly reached this point. Except in abstract model-building, math has reached its limits in economics. But I predict it will be harder to make the shift, and the transition will be longer, precisely because of the nature of economics as a science.

The humanities are in even worse shape, because the results are even less clear. Nobody is reading the works of humanities scholars anymore, and perhaps that is the expression of the crisis there. But how do the humanities "bear fruit"? Not merely be increased "interest," whatever that may mean. And people in the humanities who dominate are in protected positions in universities, so there are no real consequences for them to hold bad theories. They just keep producing more like them, hiring more like them, protecting those people, and thus perpetuating bad ideas. Membership selection in this case only perpetuates bad behavior and bad ideas. How, then, does one create a paradigm shift on the humanities? If revolutionary science arises because of bad consequences, how can there be revolutionary humanities if bad consequences are protected?

To a limited degree, this problem also exists in the soft sciences. The good news, though, is that as complexity theories and biology begin to dominate, fewer bad ideas can survive. The soft sciences need to be made more scientific through biology and systems science rather than made more like math and physics. That will be the real paradigm shift -- in the soft sciences as well as in the humanities. Unfortunately, it seems that those of us in the humanities who do not believe in postmodernism and rather use evolutionary and systems theories in our work will perhaps find ourselves more at home in social science departments. But those social science departments are going to have to be open to hiring us, which they currently are not -- primarily due to a wrong-headed, tribalist turf protection. If they could get over that and become more interdisciplinary, that would open things up for both the soft sciences and the humanities. Now that would be a major paradigm shift.

Monday, January 11, 2010

Self-Esteem Movement Dehumanizing

It turns out that if you think highly of yourself, that is positively correlated with low frontal cortex activity, and the frontal cortex is, of course, most developed in humans, and is the location of the mental activities that make us distinctly human. The authors observe that, "This region of the frontal lobe is generally associated with reasoning, planning, decision-making and problem-solving." Is it any coincidence that these are the very traits missing in our high school graduates? Isn't it time we got rid of this destructive, dehumanizing program of education?

Saturday, January 09, 2010

Quantum Golden Mean

It's fractals all the way down. Specifically, the golden mean ration has just been discovered at the quantum level. This ratio can be found throughout nature, and is common in our art and architecture as well. Part of the diaphysical nature of the universe, it seems.

Friday, January 08, 2010

On Beauty and Feeling at Home in Spontaneous Orders

One of my regulars, Winton Bates, asked me how spontaneous orders and beauty were related, after I observed that in my Fund for Spontaneous Orders conference paper, I argued at the end that understanding beauty would help us to live well in a spontaneous order social system. Since the main part of the paper will appear later (and to which I will make a link when it does appear) in their online journal, and since I cut the entire section on beauty from it, I'm going to just share the section on beauty. It's an idea I want and need to develop further.

Beauty and the Spontaneous Order

Beautiful works of art and literature help us to both understand and live well within spontaneous social orders. Indeed, beauty may be the missing piece that has caused us to feel alienated within these orders. We do not have to feel that way.

In "On Beauty" Elaine Scarry argues that beauty brings us to justice because of beauty’s attention to symmetry, leading us to an understanding of “a symmetry of everyone’s relation to one another” (97, quoting John Rawls from "A Theory of Justice"). While symmetry is certainly part of beauty, it is in fact only one half of beauty, the other half being asymmetry. A perfectly symmetrical tree would be a ball on a column – hardly beautiful (equating symmetry with beauty also denies the fact that Japanese works, which focus on asymmetry, are also beautiful). Rather, a beautiful tree is one that has symmetry, yes, but also is ragged around the edges, uneven in its evenness, even in its unevenness. If this is the case, justice may in fact be distributive, as Scarry argues, but it cannot be purely symmetrical, as Scarry implies. Rather, it would exhibit qualities of symmetry and asymmetry simultaneously – as network theory in fact says happens in complex network systems. It seems likely that spontaneous orders are the only systems capable of exhibiting such qualities – and of doing so without prejudice. This claim would be strengthened if it turned out that spontaneous orders were, themselves, beautiful.

One aspect of spontaneous orders is that they allow for equal access to all (which is far different from equal outcome, as outcomes depend on many different things). In a truly spontaneous legal order, for example, there is equality under the law. In a truly spontaneous economic order, there is an equal ability to enter into economic transactions, broadly defined. Scarry observes that “the equality of beauty” in part resides “in its generously being present, widely present, to almost all people at almost all times” (108-9). Beauty is accessible to all, though the more engaged one is with the beautiful object, the more benefits one derives from it, the more beautiful it becomes. The same is also true of participation in spontaneous orders.

We see, using two different ways of defining both beauty and the nature of spontaneous order, a commonality: paradox. A beautiful object must be both symmetrical and asymmetrical. To have a just legal order, one must have equal treatment under the law (laws applying to all people equally), resulting in unequal outcomes. Contrariwise, to get equal outcomes, you must treat people unequally and, as a consequence, unjustly – as Vonnegut brilliantly demonstrated in “Harrison Bergeron.” The affirmation of paradox seems to lie at the heart of both the nature of beauty and of spontaneous orders. Beauty must contain both complexity and simplicity. Simple rules and feedback generate complex spontaneous orders (see diZerega, Hayek, and also Stephen Wolfram’s The Making of a New Science). Indeed, feedback, or reflexivity, is another feature of beauty. Both beautiful objects and spontaneous orders are ordered, evolutionary (changing over time), rule-based, simultaneously digital and analog, generative and creative (as Scarry also argues of beauty), scale-free hierarchies (what Turner calls heterarchies in The Culture of Hope) in structure, patterned/rhythmic, unified in their multiplicity, synergistic, novel, irreducible, unpredictable, and coherent (see Turner’s The Culture of Hope on these qualities of beauty and Christian Fuchs on these qualities of self-organizing systems). It seems, as I note in Diaphysics, that “there is a correlation between self-organizing complex systems and beauty. Each have the same attributes.” More, “all beautiful objects are information-generating systems. And to the extent that something is a self-organizing system, it is beautiful” (84).

If one of the problems with understanding spontaneous orders is that they are more complex than we are, we being nodes within the network, and a less complex entity cannot fully understand a system more complex than itself (Hayek, The Sensory Order, 185), then understanding the relationship between spontaneous orders and the nature of beauty (especially in regards to the internal structures of beautiful things, and how they interact to create the beautiful whole) could help us to understand the nature of spontaneous orders. More, learning to better appreciate and understand beauty – whether in nature or in works of art, music, literature, etc. – should help each of us to learn how to better live within the extended order and positively contribute to its health and growth. This then brings us back to the importance of the liberal arts. Plato saw beauty as a sort of master concept informing all the other concepts (or, ideas, to come closer to the Greek word) (Phaedrus). As we see here, there is much truth to that – and, as Keats reminds us, “Beauty is truth, truth beauty” (“Ode on a Grecian Urn”). The truth-seeking orders, such as the scientific order, are more truth-seeking the more they are truly spontaneous orders – which is to say, the more beautiful they are. “Virtue aims at the beautiful” according to Aristotle (Nicomachian Ethics), and more goodness emerges out of the moral order the more it is a truly spontaneous order. And if beauty is fair, and the fair is just (Scarry), the closer the legal and the democratic orders are to being truly spontaneous orders, the more just they and the extended order will be. In fact, if beauty, truth, virtue, and justice are indeed so deeply related, it logically follows that spontaneous social orders, being beautiful, are going to generate people who are truthful, virtuous, and just – and if these are elements not typically associated with the market order, this is a failure as much of the critics of the market order as it is of the economy having yet become a full spontaneous order – or, more, the almost complete failure of money to have become a spontaneous order (which only serves to undermine the catallaxy).

If we come to embrace beauty, which is, as Frederick Turner observes, the “value of values” (Beauty), we can come to feel at home in the extended order. We evolved in the midst of an evolutionary drama – and this is precisely what a spontaneous order is (Turner, 131). We can find beauty in the social spontaneous orders precisely because they have all the qualities of the evolved, evolving natural ecosystem. Ironically, precisely as our social world has become more and more a set of spontaneous orders within the extended order, we have abandoned beauty as a value – thus cutting ourselves off from the very thing that would have helped us know how we fit in. As Roger Scruton says in Beauty, “When we are attracted by the harmony, order, and serenity of nature, so as to feel at home in it and confirmed by it, then we speak of its beauty” (72). While I would argue against the inclusion of “serenity,” certainly the other two, and the list I gave above, equate beauty and spontaneous orders. Educated in beauty, we could learn to feel at home in the universe, including our spontaneous orders.

Thursday, January 07, 2010

Is and Ought

John Hasnas argues that "because Hayek was arguing for normative conclusions without recognizing when he was crossing the is-ought barrier, I characterized him as a bad moral philosopher." As one who does not believe in the is-ought barrier, this argument doesn't fly for me any more than it did for Bruce Caldwell.

Michael Polanyi, in "Meaning", argued that the is-ought division comes about due to the rejection of science as being imaginative, meaning it is value-free Specifically, he says,

"Science has most commonly been thought to deal with facts, the humanities with values. But since, in this frame of reference, values must be totally different from facts, the humanities have been thought to deal only with fancies. Values have thus come to be understood to be the product of fancy, not of facts, and so not any part of factual knowledge" (64).

David Barash argues too that imagination is a necessary ingredient for reaching scientific knowledge. Every theory is of course a story explaining a group of facts, out of which come hypotheses that one can test to acquire more facts, which in turn inform the story. But the story is at the center of it all. And, as a story, it is not and cannot be value-free.

Indeed, one may wonder where the is and the ought lie in such a scenario.

Recent work showing the evolutionary origins of ethical behavior also do away with the is-ought barrier. They show that whatever protects the social group in social mammals (and we are a species of social mammal), is considered to be ethical by that species.

I know of course where the is-ought barrier argument comes from. We know, for example, that racism among humans is natural. But does that argue that we ought to therefore be racists? Of course not. But we forget that xenophilia is also natural, and it turns out that xenophilia has the benefit of expanding our social world, making life better for everyone in a xenophilic society than in a xenophobic one. We have a choice between two "is"es -- and knowing what the consequences are of each, which one do you think we ought to take? I would argue for the one that IS going to create more complex, more just, more beautiful society -- meaning, the xenophilic route. Both are two real options available to human beings, but only one of these two behaviors is ethical in modern society.

All in all, I would argue that any ought that cannot map well on what is (regardless of what we think is, which is different than what is), is an ought we ought not to have.

Wednesday, January 06, 2010

Troy Camplin for Texas State Representative

It's official: I am running for Texas State Representative in District 112 against Angie Chen Button.

Now, here's the fun part: I'm the ONLY person running against her.

I'm going to give it the ol' college try and see if I can win.

Saturday, January 02, 2010

The Moral Order

The Cato Unbound discussion of spontaneous order is continuing, with Bruce Caldwell finally chiming in, pointing out that Hayek on ethics was in fact a postmodernist. And, as an antifoundationalist, he most certainly was. He argued that spontaneous orders were separate from our instincts -- something I have argued against at the FSSO conference. I think Hayek was right to a great degree, but I think he went to far in separating one kind of evolutionary system (mind and biology) from another (ethics, economics, etc.). Caldwell's observation that Hayek wasn't so much a bad moral philosopher as a postmodern one caused Hasnas to retract his argument that Hayek was in fact a bad moral philosopher, which I argued against below. Of course, I also argued that Hayek's ideas don't have to remain antifoundational to have a certain validity, that his explanation of morals can easily be mapped onto a naturalistic explanation of morals as moral instincts. More, I still think that moral reasoning, which Hasnas and Sandefur seem to think is foundational, in fact is emergent from the evolutionary logic of the moral spontaneous order.

Thus, the map should be understood as such:

moral instincts --> moral spontaneous order --> moral reasoning

Of course, once moral reasoning emerges, it in turn informs the moral spontaneous order. The moral instincts remain as a tether, keeping the spontaneous order within bounds. It may not be impossible that after a while a moral spontaneous order would affect the moral instincts, as those whose moral instincts allow them to fit well into the order in question might have a selective advantage (and those who do not would of course have a selective disadvantage). In fact, we would expect a changing environment to have a biological, evolutionary effect on those living in and making up the environment. But that's on a longer time scale, of course, meaning slower, and acting as a foundation in relation to the faster-evolving spontaneous order.

Wednesday, December 30, 2009

The Simple and Complex Sciences

I would like to propose some new defintions:

Rather than "hard" and "soft" science, as we now use, how about "simple" and "complex" sciences?

Simple = physics and chemistry

Complex = biology, ecology, psychology, sociology, anthropology, and economics

This would do a few things. One, it would identify right away what models and mathematics to use. That alone would be great, as we would stop using the wrong kinds of mathematics in fields like economics. Second, it would show how closely related biology actually is to the other complex sciences. Third, it would emphasize complexity rather than imprecise notions like "hard" and "soft," with their negative connotations. In fact, the "soft" sciences are in fact the hardest (most difficult) due to their complexity.

As for the humanities, increasingly philosophy is brought into the complex sciences. My dream is that one day literature will be as well. (Maybe then I will be able to get a job.)

Thursday, December 24, 2009

Sandefur on Spontaneous Orders, Again

There comes a point where you wonder if the person one (or others) is arguing with is actually paying attention to any of the actual arguments, or if they are simply starting to get to a place where they are defending their position no matter what. After reading Sandefur's latest response, I cannot come to any other conclusion but that he has reached this point. Most of his points have been definitively answered already, especially by Hasnas in his last response. Sandefur still does not recognize the difference between an entity and an environment (putting him in the same camp as the economic planners Hayek was writing against, who equally could not tell the difference). A person does act based on a wide variety of bases, including rational decision-making, for a variety of goals -- but that does not make the person either a constructed or, certainly, a spontaneous order.A corporation can be defined in a similar way, though a corporation is certainly a constructed order. Such entities ad people and corporations (and non-profits, etc.) do have goals, and work toward realizing those goals, but a social system should not have goals imposed on it. This Hayek does make abundantly clear. The reason why is clear, if we understand, for example, what happens in a corporation.

When we work for a corporation, we align our goals with those of the corporation while we're working for that corporation. When we are at home, we do not have to do so any longer. And if we do not want to align our goals with the corporation, we can quit. The corporation, being in direct competition with other corporations, receives the kind of information that allows it to discover new ways of doing things, and new products to make.

When we are a member of a society, entry and exit are not so easy. Especially when we are talking about large nation-states. What is the "goal" of society? That should be a nonsensical question. But there have been people who have tried to construct society as a corporation -- this is the kind of constructivism Hayek is talking about -- and they have thus tried to give society "goals." When they do that, they have to align the society's members' goals with that of the state. Nobody can be allowed to have their own goals, because that can derail the social constructivist's goals. Thus, a constructed society necessarily is coercive, because there will be people who do not want to align their goals with the constructivist's goals. If you have to align your goals with someone else's goals, and have no way to legally escape it, then you are not free. Indeed, you are a slave. And slavery cannot exist in a true spontaneous order. Indeed, once we understand that only in a true spontaneous order that people are free to pursue their own goals as they see fit (so long as they do not involve coercion), do we see that spontaneous orders are the kinds of social systems that are conducive to liberty.

Sandefur objects that spontaneous order is essentially a non-concept because there is no pure example, that there are mixed systems. Indeed, there are mixed systems. They are called complex adaptive systems. But even if we cannot ever make a true spontaneous order, the concept is worth having because it is the model of complete social liberty. One can posit a kind of continuum from constructed social order to spontaneous order. But in that continuum, we also move from slavery to increasing liberty. What Sandefur claims are examples of spontaneous order arising from the interstices of constructed orders is really features of complex adaptive systems. Self-organizing, where possible> Yes. A spontaneous order as Hayek describes it? No.

I get all this from Hayek, with only some clarification from recent work on complex adaptive systems. I honestly don't know why Sandefur cannot seem to see what to me Hayek clearly says about the relationship between liberty and social spontaneous orders.

Sunday, December 20, 2009

Solving Our Budget Problems

There are a few things we could do that would solve our budget problems.

1) zero-baseline budgeting, so nobody will be able to call a spending increase a spending decrease just because it was less of an increase than was built into the system.

2) an amendment to the Constitution making it mandatory for all extra-Constitutional laws to have a 10 year sunset. Thus, every law would have to come up for a revote every 10 years. If a law or program is worth having, it's worth passing again.

3) all bills should be stand-alones -- including pork. No more bundling of bills.

4) there should be transparency for all Congressional procedures not involving national security -- nothing should ever be allowed to be done behind closed doors

5) all bills should require at least 1 day per 50 pages between the bill being finished and it being up for a vote,so legislators can read the bills before voting on them -- then a short quiz should be required of each to see if they understood what they read. When 100% of legislators pass the quiz, the bill can come up for a vote. During this time, the bill should be available online.

In fact, this would go a long way to solving most of our problems whose source lies in our legislatures and in legislation.

Thursday, December 17, 2009

On Hasnas' Response to Sandefur's Response to Hasnas

Hasnas does an excellent job responding to Sandefur. Especially in his clarifying the distinction between a spontaneous and a constructed order. His observations have clarified for me that Sandefur seems to think that a spontaneous order must be made up of spontaneous orders to be a spontaneous order -- which makes as much sense as saying that environments must be made of environments to be environments. Not complex orders are spontaneous orders.

There is one thing I disagree with Hasnas -- and that is where he is in agreement with Sandefur -- which is on the issue of the evolution of morals.

As Marc Hauser has demonstrated in "Moral Minds," morals evolved. Frans de Waal talks about ethics among apes in "Good Natured," showing the origins of many of our own morals. So certainly morals evolved. Now, at this biological level, with morals as instincts, that evolution is slow enough to work as a stationary set of grounded moral principles. But it is a set that will likely not make either Hasnas nor Sandefur happy. Nevertheless, such instincts are sufficiently complex -- and often have their own paradoxical opposites -- that they set the groundwork for what Hayek partially (in)correctly understood as the origins of morals, and how they evolved: at the level of culture, tradition, and spontaneous order. Let me give an example.

In our original, tribal state, it is good to love one's tribe and to hate anyone not in one's tribe. Those who thought otherwise about other tribes ended up with spears through their bodies by those who practiced this. However, humans are also xenophilic -- this is likely a result of the kind of outbreeding we see in chimpanzees today, where the females leave their troupe when they become sexually mature, to join another troupe -- which helps prevent inbreeding. So humans are naturally xenophobic and xenophilic. As we developed larger and larger social groups, from small settlements to cities to empires and nation-states, our xenophilic tendencies were more adaptive than were our xenophobic tendencies. Along with this came our morals -- it is not ethical to murder, rape, and steal from one's family and tribe, and those morals were expanded along with the expansion of who we considered to be in our tribe. Those who consider all the world to be in their tribe thus have a hard time stomaching wars of any kind. This kind of expansion of morals is spontaneous, and was not legislated by anyone. Constructed legislation has in fact more often stood in the way of this natural evolution than is has helped. More typically, as I noted before, it follows society to where society has already gotten.

Now, as our morals evolve in this spontaneous fashion, another thing begins to emerge: moral reasoning. This is what we see in Plato and Aristotle, who begin to reason about the morals already present. And to critique them. Hasnas argues that moral reasoning comes first. It does not. It is a recent addition. A welcome one (sometimes), but a fairly recent one. It can only emerge out of the moral spontaneous order. Which is itself rooted in (and cannot become untethered from) our moral instincts.

On Sandefur's Response to Klein

WIth this response by Sandefur, I think I am getting what it is he is missing in his critique of Hayek's spontaneous order theory (in a response to my last posting, Sandefur argued he was not attacking spontaneous order as a concept, only Hayek's conception of it -- though again this response would seem to suggest otherwise). Actually, he is missing two things.

The first thing Sandefur is missing is the fact that Hayek does in fact defend a particular kind of rationality -- the Scottish enlightenment version of rationality, vs. constructivist rationality. Hayek does not reject rationality, as Sandefur suggests, only the constructivist version that arose on the Continent and which led to socialist ideology. If Reason is all-powerful, then those who have Reason should rightly rule and should use that Reason to construct a rational society and economy. This is what Hayek is critiquing. If one has a correct understanding of reason, one will know that one cannot construct a socialist utopia. More, such a rationality will be useful in making proper critiques, in making suggestions, in arguing one's position. Nowhere does Hayek argue that one should not argue one's point, including against tradition. One must also recognize that in challenging tradition, one puts oneself in a precarious position. One has to prove oneself -- and in doing so, one may meet with tragic consequences (this is the story of every work of tragedy). But in doing so, one brings the rest of society in after you.

The incremental changes Hayek suggests are like making a blaze to explore unknown territory. If you want to explore unknown territory, you have to make a mark on the edge of known territory before you venture out. If you want to keep exploring, you make another blaze -- within sight of the old one. Thus, you don't get lost. And new territory is discovered. The constructivist, on the other hand, just runs out ahead, not bothering to make a blaze, unconcerned about the territory he las left behind (it is such a terribly place anyway -- and what is out there, in the unknown, now, that is what's exciting!). The result? He gets lost. When one is in the savannah, jungle, or desert, this means certain death. The same is true of those societies that try to construct something completely different, ignoring tradition, ignoring what works. The constructivist, seeking to make something completely new, ignoring what is, places himself in much danger of getting lost, of getting killed -- or, in the case of a society, getting everyone lost, and killing many of one's citizens. Running ahead without consideration of where you came from, and you become food to predators, get stuck in mud or quicksand, etc. But if you make a blze, and are able to keep in sight of known territory, you can learn of the dangers and avoid them. And you can always find your way back home.

The second thing Sandefur is missing -- and one really cannot fault him for missing this -- is the fact that Hayek, being an Austrian, was culturally in many ways a German. German philosophy was obsessed with the Greeks, and both groups of philosophers believed the world was made of "physis" and "nomos". "Physis" is the natural world, and included all non-human nature. "Nomos" was essentially human culture and tradition. Many Greeks believed that the best society was one in which "nomos" mapped well onto "physis," meaning that the ideal society was a reflection of nature in its deepest tendencies. Indeed, Hayek does use the term "nomos." I would argue that Hayek understood the naturally-occurring, bottom-up spontaneous order as being the social equivalent of the self-organizing systems found in nature (he knew Bertalanffy and certainly knew of his work on biology and general systems theory). Hayek understood the brain to be a self-organizing system, and he thought the best society would be one that most resembled these natural processes. This is a normative thing if you understand the relationship between "physis" and "nomos" as the ancient Greeks and their German followers/imitators did. A constructed order would not be a "nomos," but a "techne," which is not a product of "physis" and does not resemble "physis," thus making it inappropriate as a model of society. If you understand that constructed orders are "techne," while spontaneous orders are "nomos," you begin to understand the real differences between the two. A "techne" is a human construct -- a "nomos" is not, but is rather something which emerges out of voluntary human interactions. A pencil is a "techne" just as much as a corporation is a "techne". Neither are the appropriate models for society.

If you combine both observations, I think it becomes clearer where Hayek is coming from with his concept of spontaneous order. It is not non-rational, and there is a place for the proper kind of rationality within it. In my Fund for the Study of Spontaneous Orders conference paper, I argue that within each spontaneous order there is a rationality that arises that is relevant to that order, but may be inappropriate for critiquing other orders. Thus, we may in fact have a plurality of rationalities. Does that mean that there is not one rationality to rule them all? Of course not. But I think we need to learn as much as we can about these many rationalities first to learn what they all have in common. Then we may end up having that rationality Sandefur seems to think we already have that will be able to be used to judge from "outside" -- not that we can, in reality, ever get outside of the system we are in. All critiques are always from the inside, meaning we don't know what the outcome will be. We can always only hope for the best.

Tuesday, December 15, 2009

Hayek and Spontaneous Order at Cato Unbound

following posting is in response to a series of articles discussing the nature of Friedrich von Hayek’s theory of spontaneous order at Cato Unbound. The first article is Four Problems with Spontaneous Order by Timothy Sandefur, with responses by John Hasnas, Daniel Klein, and Bruce Caldwell (the last of whom I met at a Hayek conference this past summer), and then a response to them by Sandefur. I’m going to make comments on each, in order. I am very much in disagreement with Sandefur, but I think some of the defenses of Hayek fall a bit short, which I’ll be taking up. Those who number their points, I’m numbering along with them.

Sandefur

1) The main problem that I see with Sandefur’s argument is that he doesn’t seem to know the difference between a spontaneous order and an organization. If you don’t understand this distinction, of course you think the difference is merely a matter of distance. He is mistaking lions for the savannah ecosystem in which they live. A lion is an entity with goals. An environment or ecosystem cannot have goals – any more than can a spontaneous order, which is a kind of human social ecosystem. His examples of micro- and macroevolution fails because evolution happens at the level of organisms/entities and, as already noted, a spontaneous order is more akin to an environment or ecosystem.

Now when it comes to law, one can argue that law as a whole should have never been considered a spontaneous order by Hayek precisely because it is constructed in legislation. One can nevertheless conclude that social norms of behavior are a spontaneous order. The fact that a spontaneous order can be co-opted and turned into a constructed order is no argument against the existence of spontaneous orders as distinct from constructed orders.

2) In spontaneous orders, we have naturally emerging bonds being made and broken between agents/entities. This results in maximum information flow, as occurs when we have a scale-free network. Interference in that process forces the maintenance of bonds that would have otherwise broken or the breaking or even prevention of making bonds that would have otherwise existed. The result is a rigid hierarchy. These bonds are not as concrete as Sandefur’s example.

If equality under the law is good and the increase of wealth and knowledge are good (meaning, the more rapid the increase, the better), then spontaneous orders are superior to constructed orders. This kind of equality (under the law) is necessary for the creation of a spontaneous order, which in turns increases wealth and knowledge. I suppose if one does not think that more wealth and knowledge are good. Then one would not see spontaneous orders as good, but even dictators pretend to what at least more wealth (though the consistent outcomes of attempts at constructed orders making less wealth, indeed, decreasing wealth, suggests otherwise for current defenders of such systems). A spontaneous order is therefore good because it is good for and good at producing wealth and knowledge. What people do with that wealth and knowledge is outside the realm of the spontaneous order proper, and therefore one should not criticize the spontaneous order for creating these things agents within the system misuse. One should keep one’s criticisms for the agents themselves. Thus, spontaneous orders in this sense are amoral, being ateleological.

3) Sandefur has a point when it comes to Hayek on morals, law, and legislation, but spontaneous orders can be rescued from Hayek’s own arguments of social constructivism with the recognition that humans do have instincts, including moral instincts (see Marc Hauser’s Moral Minds that lay a foundation for behavior and for judgment. More, humans have paradoxical drives that spontaneous orders can emphasize or play down, depending on the order. Sandefur also misses the point that different systems have their own internal logics and, therefore, different criteria for rational behavior. Hayek is warning against importing the rules form one spontaneous order into another just as much as he warns against arbitrary rules. More, the system should be judged by the outcome of the system, not by how some particular elements in the system are doing. This also answers his first paragraph of his response paper.

4) Sandefur does not seem to understand what really happened with his contrary examples. In the case of segregation, laws were on the books in the states to prevent social evolution. Tradition is not stagnant and unchanging, as anthropologist Victor Turner discovered. Our society, by the 1960’s, had evolved to a point where the people themselves as a whole wanted legislative change. The laws in the South were designed to prevent natural interactions from occurring, whether in the economy, socially, etc. The law changed after society did. The fact that the federal laws overturned state and local laws is no argument that the change didn’t begin as a spontaneous order, even if it did end in legislation. This kind of legislation always follows social change – it never leads it. The same is true of his other example, Lawrence v. Texas. Attitudes toward homosexuality had changed so much by then that the laws had to catch up with the prevailing morals. The presence of those who resist any such change is no argument against spontaneous order. In fact, to insist that tradition as Hayek understood it means stagnation is to ignore the fact that spontaneous orders are by definition dynamic. Tradition for Hayek is a touchstone helping keep the system stable – it is not ossification of the system (making it no longer a system). The judges’ behavior in Lawrence v. Texas was rational within the system that had evolved by the time of the decision. It would not have been considered – or considered rational – a hundred years earlier. But the evolution that led to that decision was bottom-up.

Hasnas

1) Hasnas is generally correct in his defense of the idea of spontaneous orders, but he also leaves out the issue of teleology. Organizations are teleological – they have a goal, a purpose. Spontaneous orders are non-teleological – they do not have a goal. When a leader says, “We need to pass X to create more jobs in the economy,” that leader is treating the economy as a teleological organization. Stalin’s infamous five-year plans did the same thing. On the other hand, a leader who says, “We need to pass X so companies will be more productive and make greater profits,” is not thinking of the economy as a made order, but as a spontaneous order in which there are made orders that will react in different ways to the proposed change. That may increase general employment – or it may not. But the rule change does not address the spontaneous order as such, only the elements within it and their interactions.

2) Hasnas does an excellent job refuting Sandefur’s second point, to which I have nothing more to add than what I said above in my initial response.

3 & 4) Hashas is generally correct that Hayek’s judicial and moral philosophizing has much to be desired – however, I think he does lend short shrift to the idea of spontaneous order in these realms. As I argued above, Hayek mistakenly decouples the spontaneous orders from our evolved instincts, and this includes our morals. There is room for ethics to evolve while being rooted in moral instincts. Just as much, moral reasoning evolves in such a system, making us able to critique and criticize. Still, we remain tethered to our evolved morality. We need all three: moral instincts, evolving tradition, and moral reasoning.

Klein

I think Klein gets to be a bit too cute with his idea of Hayek’s “code” – “custom” is not necessarily “liberal principle” (in fact, almost by definition, customs are not liberal in principle, but conservative in fact), “competition” is really economic competition, not freedom per se (though freedom of interaction does allow for and is a necessary foundation for true competition), and “the market” is by definition free of interference. He is correct, however, in identifying “spontaneous” with “free,” as one cannot be spontaneous without the freedom to do so.

His argument falls a bit short when he discusses what Hayek means by order. Certainly he “get it,” but he doesn’t go far enough in explaining what is meant. Critics of the market argue that the market is too “disorderly” and that the government is needed to make it “orderly.” The kind of order they mean, of course, is regular order – the kind of order found in crystals. Hayek argues for a kind of order that lies between “order” and “disorder,” one which creates patterns (of behavior in the case of spontaneous orders) that are not rigidly ordered, but not random, either. A good visual example is the self-organizing fields of rocks in Antarctica.

Caldwell

Caldwell is good to point out we need some historical context. That always helps us to understand what we are reading. However, we need to do better than “I know it when I see it.” That is what we’re trying to do at the Fund for Spontaneous Orders at the conferences and at Studies in Emergent Order.

Sandefur II

In his response, Sandefur continues in his error of thinking a corporation is a spontaneous order, which it clearly is not (nor did Hayek ever claim them to be). In fact, the core of his error in thinking is is not recognizing this difference. A spontaneous order is made up of various agents and organizations, each of which is behaving in a purposeful manner – but these interactions result in a spontaneous order with no goal or purpose. He essentially argues that, because lions are in an ecosystem, and because they interact with various other elements in an ecosystem, one cannot therefore distinguish between a lion and its ecosystem! Both may be complex adaptive systems (CAS), but they are different kinds of CAS’s. A spontaneous order is a very different kind of CAS than is an organization. The fact that both are CAS’s does not mean spontaneous orders cannot be distinguished from other CAS’s. This is essentially the logical error of “All lions are cats,” therefore “All cats are lions.” To Sandefur, house cats are really lions because both are cats.

His example of nationalized health care as appearing to not be a constructed order fails miserably because, apparently, for him, only one person can be involved in construction. There must be a goal in constructing a building, but does that mean only one (or a small group) is involved> Hardly. One could make a list as long as his of people necessary to construct a building – and a building could never arise through spontaneous order. Spontaneous orders just don’t order that way. Many people are coordinating to a common purpose to create a teleological system in nationalized health care. That makes it a constructed order. Next, it is imposed from the top-down. That “top” may be fairly large, but in the end it is a top-down construction. Just because a few bones are thrown to the hoi polloi to settle them down doesn’t mean a bottom-up process was used or in play.

His example of Wal-Mart fails because he fails to recognize that in a corporation, there is a hierarchy. There may be local centers of decision-making, but such a system is not truly decentralized, let alone scale-free. And there is not freedom of entry and exit. Those are decisions made by someone. I can’t just go open up a Wal-Mart because I decided to one day. A spontaneous order has these features; Wal-Mart does not.

In the end, Sandefur cannot even seem to understand the difference between a bottom-up social reformer who tries to persuade people and a top-down social reformer who uses the power of the state to impose his vision on everyone, whether they like it or not, whether it maps well onto human nature of not. The former is part of the spontaneous order; the latter destroys it. If Sandefur cannot understand that basic distinction, of course he cannot see the difference between spontaneous and constructed orders – nor can he tell the difference between freedom and dictatorship.

Monday, December 14, 2009

Spontaneous Orders and Literature

For those who like some reality in their literary studies, I offer you Literature and the Economics of Liberty: Spontaneous Order in Culture, Paul Cantor and Stephen Cox, eds. Naturally, I would have loved to have had a piece in this collection, but I was busy writing my own contribution to the field at the same time that Cantor and Cox were preparing this for publication. Nevertheless, Paul Cantor was kind enough to send me his introductory essay, which I was able to use in my own paper I presented at the Fund for Spontaneous Orders conference Dec. 5. That piece, after revisions, should appear in Studies in Emergent Order early next year.

Thursday, December 10, 2009

Neither Path Nor Way to a Noble Peace

He stands upon the fjord, saying, "Peace."
He's granted adulations for the core
The sheep all think he has. He'll have their fleece
While wielding still the rusty blades of war.

Tuesday, December 01, 2009

Climategate

For several decades now, the postmodernists have been warning us that science is inherently biased and ideological. Well, I suppose when they made that claim, they didn't expect the bias would be clearly exposed as coming from the Left and global warming claims. Looks like postmodernism has come around to biting its own tail, poisoning itself.

I think most scientists were and are and will remain unbiased in their work. However, I also think that postmodernists gave many scientists the green light to become biased and to promote ideological science. Most of the objections to evolutionary psychology and sociobiology fall into that category, as has been the promotion of anthropogenic climate change. This isn't to say that humans don't affect the climate or pollute -- we do, as does every other organism on earth, now or ever. But this scandal has shown that there are people out there willing to put ideology before reality (not a shock -- it just shouldn't happen in science). The big problem here is that this scandal is a huge black eye to science as a whole. Especially those sciences, like biology (or climatology), that are necessarily ambiguous due to the complexity of the things being studied. When a real problem comes about, people are going to be less likely to listen, and then we might have a real problem on our hands.

Monday, November 30, 2009

Cash for Clunkers Contributes to the Crash

The Cash for Clunkers program demonstrated definitively that the Congress and the President don't have the foggiest idea how the economy works, including how wealth is created.

Suppose you have two countries, Country A and Country B, and both countries make Product X at the rate of one unit per year. (We're making it a really simple economy.) That means that both countries have a GNP of 1 unit of X per year. However, let us next suppose that Country A destroys every unit of X it produces when it produces a new unit of X, while Country B keeps all theirs. At the end of four years, Country B will be 4 times wealthier than Country A, even though both show the same GNP each year. (Which also shows that GNP is not the best gauge of a country's wealth.) This is how wealth is created.

With the Cash for Clunkers program, people were encouraged to bring in their old cars for a discount on a new car. This discount was made available by the government, meaning by tax money. Thus, money that could have been used elsewhere in the economy was used for this program. This is aside from all those whose salaries were paid to run the program (such a program that redistributes money does not create anything new, and therefore does not contribute to the creation of wealth in the economy -- those people's salaries are also a redistribution of money). Next, the cars that were traded in were destroyed. Thus, we acted like Country A, destroying wealth -- thus, keeping even -- rather than creating wealth. Most of the cars purchased would have been purchased anyway, either during the time of the program, or shortly thereafter, so no real effect was made on the economy. In fact, to the extent that it just moved up purchases a few months, it took away from future sales. Further, it sent false signals to the car companies that sales were up. Thus, more cars will be produced for upcoming months when people won't be buying cars, creating a surplus that will put downward pressure on prices and idle workers. Deflationary signals and the inevitable layoffs from having idle workers will send yet more signals to the economy that the recession is worsening.

Cash for Clunkers would seem like a great plan only to someone completely ignorant of how the economy works. Which of course is why Congress created it.

Sunday, November 29, 2009

Fix Health Insurance by Abiding by the Constitution

In the current health insurance debate, I have heard repeatedly that we need to allow people to buy insurance in other states. However, the prevention of such interstate commerce is itself unconstitutional. States should have never been allowed to prevent anyone from buying anything from other states in the first place. That is a violation of the interstate commerce clause. Not surprisingly, the biggest problem, it seems, comes about from a violation of the Constitution. It seems to me that the way to solve it is by fixing that violation, not by coming up with a plan that is a complete violation of the Constitution.

Sunday, November 22, 2009

On the Richardson Christmas Village

(With Apologies to Johnny Mathis)

It's beginning to look like postmodern Christmas
Ev'rywhere you go;
You've got Existential angst and Derrida to thank'st
For the ironic references to snow.
It's beginning to look like postmodern Christmas
Putting off all fun
As we stand in line to see the nose that's artificially
Slapped on with paint -- you're done.

Saturday, November 21, 2009